Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2020)
    • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF30 Customer (1 Nov 2007 to 30 Nov 2017)
    • CF1 Director (7 May 2004 to 7 Sep 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.