Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs Bank USA
FRN 582328
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
- [FCA CF] Client dealing (since 1 Jan 2021)
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Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
- [FCA CF] Client dealing (since 15 Nov 2019)
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Goldman Sachs International
FRN 142888
- [FCA CF] Client dealing (since 15 Nov 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2019)
- CF30 Customer (17 Jun 2015 to 6 Mar 2016)
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- CF30 Customer (22 Dec 2010 to 8 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.