Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 15 Nov 2019)
    • [FCA CF] Client dealing (since 15 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2019)
    • CF30 Customer (17 Jun 2015 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (22 Dec 2010 to 8 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.