Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 22 Jan 2026)
- [FCA CF] Significant management (since 22 Jan 2026)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Proprietary trader (9 Dec 2019 to 31 Jul 2024)
- CF29 Significant management (10 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.