Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
    • [FCA CF] Client dealing (since 5 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
    • CF30 Customer (since 23 Jul 2024)
    • CF4 Partner (AR) (since 23 Jul 2024)
    • (2)Employed By (since 23 Jul 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (9 Feb 2011 to 28 Aug 2012)
    • CF30 Customer (5 Jul 2010 to 28 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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