Luke Jonathan Moloney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
  • AW Wealth Ltd (no longer approved here)

    FRN 944935

    • (2)Employed By (18 Nov 2021 to 28 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (27 Sep 2018 to 28 Feb 2023)
  • Jenkins & Co Financial Management Ltd (no longer approved here)

    FRN 584696

    • (1)Employed By (27 Sep 2018 to 28 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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