Luke Johan Taffetsauffer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 3 Nov 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 23 Aug 2017)
L J Taffetsauffer Wealth Management Limited
FRN 786256
- (1)Employed By (since 23 Aug 2017)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (19 Dec 2014 to 2 Aug 2017)
One Financial Planning Ltd (no longer approved here)
FRN 191206
- (50)Employed By (1 Jun 2012 to 14 Aug 2014)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Jun 2012 to 14 Aug 2014)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (50)Employed By at One Financial Planning Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.