Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 May 2018)
    • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (119)Employed By (12 Apr 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (119)Employed By at Reeds Rains Limited