Luke James Challis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritage Financial Limited

    FRN 788285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2022)
    • [FCA CF] Client dealing (since 6 Jun 2022)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (17 Feb 2020 to 3 Jun 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Feb 2020 to 3 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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