- IRN
- LXE56073
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 5 Nov 2025)
-
- [FCA CF] Manager of certification employee (1 Jul 2022 to 26 Feb 2024)
- [FCA CF] Functions requiring qualifications (21 May 2019 to 6 Sep 2025)
- [FCA CF] Client dealing (21 Dec 2017 to 6 Sep 2025)
-
- [FCA CF] Manager of certification employee (1 Jul 2022 to 26 Feb 2024)
- [FCA CF] Functions requiring qualifications (21 May 2019 to 6 Sep 2025)
- [FCA CF] Client dealing (21 Dec 2017 to 6 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.