Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2026)
    • CF30 Customer (since 12 Feb 2026)
  • Luke Henley

    FRN 1050129

    • (1)Employed By (since 12 Feb 2026)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (19)Employed By (31 Jul 2024 to 12 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2023)
    • CF30 Customer (20 Jun 2018 to 10 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (19)Employed By at Wellesley Investment Management Ltd