Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Jul 2022)
    • CF30 Customer (since 14 Jun 2022)
    • (5)Employed By (since 14 Jun 2022)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (13 Mar 2019 to 10 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Private & Commercial Lifetime Partners Limited

  2. controlled function added: (5)Employed By at Private & Commercial Lifetime Partners Limited