Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dot Investing Ltd
FRN 812469
- [FCA CF] Client dealing (since 21 Jul 2022)
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- CF30 Customer (16 Aug 2016 to 28 Feb 2019)
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- CF30 Customer (16 Aug 2016 to 28 Feb 2019)
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- CF30 Customer (16 Aug 2016 to 28 Feb 2019)
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- CF30 Customer (5 Sep 2012 to 6 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2009)
- CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2009)
- CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Feb 2004 to 4 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.