Luke Benedict Howard Hartley

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hartley Ross Ltd

    FRN 924765

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 8 Sep 2020)
    • Responsible for Insurance Distribution (since 8 Sep 2020)
    • SMF3 Executive Director (since 8 Sep 2020)
    • SMF16 Compliance Oversight (since 8 Sep 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (4 Sep 2012 to 9 Jun 2017)
  • Luke Hartley (no longer approved here)

    FRN 586665

    • Employed By (4 Sep 2012 to 9 Jun 2017)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (8 May 2012 to 2 Jul 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Jun 2008 to 13 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.