Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (30 Nov 2022 to 31 Dec 2024)
    • CF30 Customer (4 Mar 2009 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (9 Apr 2021 to 6 Nov 2025)
    • CF30 Customer (15 Mar 2012 to 5 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.