Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Jul 2022)
- CF1 Director (AR) (since 11 Jul 2022)
- CF30 Customer (since 11 Jul 2022)
- [FCA CF] Client dealing (since 11 Jul 2022)
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Reffiness Limited
FRN 978458
- (1)Employed By (since 11 Jul 2022)
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- CF1 Director (AR) (16 Jun 2022 to 24 May 2023)
- Appointed representative dealing with clients for which they require qualification (30 May 2022 to 24 May 2023)
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- Appointed representative dealing with clients for which they require qualification (5 Jul 2021 to 30 May 2022)
- CF1 Director (AR) (5 Aug 2020 to 28 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.