Lukas Marthinus Swanepoel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of Montreal (no longer approved here)
FRN 124788
- [FCA CF] Material risk taker (7 Mar 2017 to 20 May 2025)
- [FCA CF] Client dealing (7 Mar 2017 to 20 May 2025)
- CF30 Customer (19 Aug 2010 to 6 Mar 2016)
BMO Capital Markets Limited (no longer approved here)
FRN 170937
- CF30 Customer (7 Feb 2012 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (3 Dec 2009 to 1 Jun 2010)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF30 Customer (1 Nov 2007 to 19 Oct 2009)
- CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.