Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Aug 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Aug 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Aug 2020)
- CF30 Customer (1 Jul 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (14 Jun 2002 to 25 Apr 2005)
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- CF27 Investment Management (1 Dec 2001 to 30 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.