Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Aug 2020)
    • CF30 Customer (1 Jul 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (14 Jun 2002 to 25 Apr 2005)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.