Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Feb 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (6 Aug 2018 to 2 Feb 2021)
    • [FCA CF] Client dealing (25 Aug 2017 to 2 Feb 2021)
    • [FCA CF] Manager of certification employee (25 Aug 2017 to 2 Feb 2021)
    • [FCA CF] Material risk taker (25 Aug 2017 to 2 Feb 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (6 Aug 2018 to 2 Feb 2021)
    • [FCA CF] Manager of certification employee (25 Aug 2017 to 2 Feb 2021)
    • [FCA CF] Material risk taker (25 Aug 2017 to 2 Feb 2021)
    • [FCA CF] Client dealing (25 Aug 2017 to 2 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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