Luisa Finelli

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (1 Oct 2020 to 9 Mar 2023)
    • CF30 Customer (1 Nov 2018 to 27 Aug 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Jan 2013 to 6 Jun 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (10 Jan 2013 to 6 Jun 2014)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.