Luis Oganes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • J.P. Morgan Securities plc

    FRN 155240

    • SMF18 Other Overall Responsibility (since 19 Aug 2021)
    • [FCA CF] Material risk taker (9 Aug 2019 to 19 Aug 2021)
    • [FCA CF] Client dealing (11 Jul 2019 to 19 Aug 2021)
    • [FCA CF] Manager of certification employee (11 Jul 2019 to 19 Aug 2021)
    • CF30 Customer (1 Sep 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (19 Aug 2021 to 13 Jan 2026)
    • [FCA CF] Material risk taker (9 Aug 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (11 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (11 Jul 2019 to 30 Jan 2020)
    • CF30 Customer (1 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.