Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 30 Aug 2022)
    • [FCA CF] Significant management (since 30 Aug 2022)
    • [FCA CF] Material risk taker (since 30 Aug 2022)
    • [PRA CF] Managing a material risk taker (12 Jan 2023 to 21 Aug 2025)
    • [FCA CF] Manager of certification employee (12 Jan 2023 to 21 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2020 to 22 Jul 2022)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Significant management (30 Aug 2022 to 21 Aug 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 22 Jul 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 22 Jul 2022)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 22 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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