Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Jun 2020)
    • [FCA CF] Client dealing (15 Jun 2020 to 4 Sep 2022)
    • [FCA CF] Functions requiring qualifications (15 Jun 2020 to 4 Sep 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (13 Feb 2012 to 22 Apr 2014)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2005 to 24 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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