Lucy Goldman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Client dealing (2 Dec 2020 to 2 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.