Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (19 Oct 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
- CF30 Customer (29 Sep 2014 to 8 Dec 2019)
- CF4 Partner (29 Sep 2014 to 4 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.