Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 22 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (17 Jan 2017 to 6 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.