Lucy Clare Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [FCA CF] Manager of certification employee (since 22 Aug 2024)
  • NatWest Markets Plc

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (since 6 May 2024)
    • [FCA CF] Manager of certification employee (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 7 Aug 2018)
    • [FCA CF] Manager of certification employee (7 Aug 2018 to 6 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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