Lucy Baldwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 28 Apr 2021)
    • [FCA CF] Material risk taker (since 6 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (3 Jun 2019 to 30 Dec 2020)
    • [FCA CF] Manager of certification employee (3 Jun 2019 to 30 Dec 2020)
    • [FCA CF] Material risk taker (3 Jun 2019 to 31 Mar 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (19 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Manager of certification employee (22 Feb 2017 to 27 Feb 2019)
    • [FCA CF] Material risk taker (22 Feb 2017 to 27 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.