Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2023)
    • [FCA CF] Client dealing (since 30 Aug 2023)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Functions requiring qualifications (13 Aug 2025 to 15 Aug 2025)
    • [FCA CF] Client dealing (13 Aug 2025 to 15 Aug 2025)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (13 Aug 2025 to 15 Aug 2025)
    • [FCA CF] Functions requiring qualifications (13 Aug 2025 to 15 Aug 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (5 Nov 2021 to 28 Jul 2023)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Oct 2021)
    • CF30 Customer (17 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.