Lucy Allayne Cooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited (no longer approved here)
FRN 141665
- [FCA CF] Significant management (10 Dec 2019 to 10 Nov 2021)
SEI Investments (Europe) Ltd (no longer approved here)
FRN 191713
- CF30 Customer (17 Sep 2008 to 1 Mar 2019)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (1 Nov 2007 to 17 Apr 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
The Northern Trust Company (no longer approved here)
FRN 122020
- CF21 Investment Adviser (6 Feb 2004 to 14 Jul 2006)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.