Lucy Abel Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Church House Investments Limited

    FRN 190548

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (20 Apr 2018 to 26 Apr 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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