Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (7 Jun 2022 to 10 Oct 2024)
-
- [FCA CF] Client dealing (1 Jan 2021 to 24 May 2022)
-
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 24 May 2022)
- [FCA CF] Client dealing (3 Oct 2019 to 24 May 2022)
-
- CF30 Customer (13 Feb 2019 to 29 Sep 2019)
-
- [FCA CF] Material risk taker (12 Jun 2018 to 29 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2019)
- CF30 Customer (6 Dec 2010 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (12 Jun 2018 to 29 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2019)
- CF30 Customer (6 Dec 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.