Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jun 2025)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jun 2025)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (15 Feb 2018 to 15 Mar 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 15 Jun 2016)
    • CF27 Investment Management (7 Dec 2005 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 15 Jun 2016)
    • CF27 Investment Management (7 Dec 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (17 Feb 2004 to 15 Sep 2005)
    • CF27 Investment Management (1 Dec 2001 to 15 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.