Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 12 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2024)
- [FCA CF] Client dealing (since 26 Jul 2024)
- [FCA CF] Manager of certification employee (26 Jul 2024 to 3 Oct 2024)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 12 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2024)
- [FCA CF] Client dealing (since 26 Jul 2024)
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- [FCA CF] Client dealing (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Material risk taker (25 Oct 2021 to 31 Dec 2021)
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- [FCA CF] Manager of certification employee (15 Oct 2020 to 22 Jan 2022)
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- [FCA CF] Material risk taker (17 May 2017 to 3 Jul 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jul 2024)
- CF30 Customer (1 Nov 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jul 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 3 Jul 2024)
- CF30 Customer (1 Nov 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.