Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 12 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 26 Jul 2024)
    • [FCA CF] Manager of certification employee (26 Jul 2024 to 3 Oct 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 12 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 26 Jul 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (25 Oct 2021 to 3 Jul 2024)
    • [FCA CF] Manager of certification employee (25 Oct 2021 to 3 Jul 2024)
    • [FCA CF] Material risk taker (25 Oct 2021 to 31 Dec 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 22 Jan 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 3 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jul 2024)
    • CF30 Customer (1 Nov 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Jul 2024)
    • CF30 Customer (1 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.