Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 31 Dec 2021)
- [FCA CF] Material risk taker (15 Sep 2021 to 31 Dec 2021)
- [FCA CF] Client dealing (30 Nov 2017 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (30 Nov 2017 to 31 Dec 2021)
- CF30 Customer (13 Aug 2010 to 6 Mar 2016)
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- CF30 Customer (13 Aug 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 19 Apr 2010)
- CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.