Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Apr 2025)
    • [FCA CF] Client dealing (2 May 2019 to 30 Apr 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (2 May 2019 to 6 Dec 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (22 Sep 2011 to 3 Aug 2012)
    • CF21 Investment Adviser (25 Oct 2005 to 10 Jul 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Jul 2006 to 7 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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