Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [PRA CF] Significant risk taker or Material risk taker (19 Jan 2022 to 31 Oct 2024)
    • [FCA CF] Material risk taker (19 Jan 2022 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Oct 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (7 Mar 2006 to 31 Oct 2007)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (8 Dec 2017 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (8 Dec 2017 to 31 Oct 2024)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF23 Corporate Finance Adviser (30 May 2003 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.