Luca Ferrari

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 24 Feb 2017)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 18 Aug 2021)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 12 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • CF11 Money Laundering Reporting (6 Nov 2015 to 6 Nov 2015)
    • CF10 Compliance Oversight (30 May 2014 to 6 Nov 2015)
    • CF3 Chief Executive (20 Nov 2012 to 6 Nov 2015)
    • CF30 Customer (20 Nov 2012 to 6 Nov 2015)
    • CF4 Partner (20 Nov 2012 to 6 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.