Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 25 Jul 2023)
- [FCA CF] Client dealing (since 30 Jun 2023)
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- [FCA CF] Manager of certification employee (13 Oct 2021 to 8 Jun 2023)
- [FCA CF] Client dealing (7 Nov 2016 to 27 Jun 2023)
- CF30 Customer (27 Sep 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.