Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (29 Jul 2019 to 22 Sep 2020)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Oct 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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