Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Jul 2023 to 15 Dec 2025)
- [FCA CF] Significant management (28 Mar 2023 to 12 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 12 Jul 2023)
- [FCA CF] Material risk taker (18 Dec 2020 to 12 Jul 2023)
- [FCA CF] Manager of certification employee (15 May 2018 to 12 Jul 2023)
- [FCA CF] Client dealing (23 Feb 2018 to 19 Jul 2023)
- CF30 Customer (16 Dec 2010 to 4 Aug 2014)
- CF23 Corporate Finance Adviser (5 Apr 2006 to 31 Oct 2007)
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- SMF22 Other Local Responsibility (7 Jul 2023 to 15 Dec 2025)
- [FCA CF] Significant management (28 Mar 2023 to 12 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (22 Jun 2018 to 12 Jul 2023)
- [FCA CF] Material risk taker (22 Jun 2018 to 12 Jul 2023)
- [FCA CF] Manager of certification employee (15 May 2018 to 12 Jul 2023)
- [FCA CF] Client dealing (23 Feb 2018 to 19 Jul 2023)
- CF30 Customer (1 Nov 2007 to 15 Oct 2008)
- CF23 Corporate Finance Adviser (5 Apr 2006 to 31 Oct 2007)
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- SMF22 Other Local Responsibility (7 Jul 2023 to 15 Dec 2025)
- [FCA CF] Significant management (28 Mar 2023 to 12 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 12 Jul 2023)
- [FCA CF] Material risk taker (18 Dec 2020 to 12 Jul 2023)
- [FCA CF] Manager of certification employee (15 May 2018 to 12 Jul 2023)
- [FCA CF] Client dealing (23 Feb 2018 to 19 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.