Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Jan 2023)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (14 Jul 2021 to 26 Oct 2022)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (9 Dec 2017 to 8 Dec 2019)
  • Binary Capital Limited (no longer approved here)

    FRN 507900

    • CF3 Chief Executive (2 Mar 2010 to 19 Nov 2017)
    • CF30 Customer (2 Mar 2010 to 24 Nov 2017)
    • CF10 Compliance Oversight (2 Mar 2010 to 19 Nov 2017)
    • CF1 Director (2 Mar 2010 to 24 Nov 2017)
    • CF11 Money Laundering Reporting (2 Mar 2010 to 19 Nov 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.