Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MAKOR SECURITIES LONDON LTD
FRN 625054
- [FCA CF] Client dealing (since 2 Jan 2023)
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- [FCA CF] Client dealing (14 Jul 2021 to 26 Oct 2022)
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- CF30 Customer (9 Dec 2017 to 8 Dec 2019)
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- CF3 Chief Executive (2 Mar 2010 to 19 Nov 2017)
- CF30 Customer (2 Mar 2010 to 24 Nov 2017)
- CF10 Compliance Oversight (2 Mar 2010 to 19 Nov 2017)
- CF1 Director (2 Mar 2010 to 24 Nov 2017)
- CF11 Money Laundering Reporting (2 Mar 2010 to 19 Nov 2017)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.