Louise Virginia Clamp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FOREST FINANCIAL PLANNING LIMITED

    FRN 916506

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • [FCA CF] Client dealing (since 20 Oct 2020)
    • SMF16 Compliance Oversight (since 16 Sep 2020)
    • Responsible for Insurance Distribution (since 16 Sep 2020)
    • SMF3 Executive Director (since 16 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (28 Mar 2019 to 15 Sep 2020)
    • CF30 Customer (6 Jun 2017 to 15 Sep 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Mar 2019 to 15 Sep 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (575)Employed By (6 Jun 2017 to 15 Sep 2020)
  • Poole Bay Funding Ltd (no longer approved here)

    FRN 409652

    • (1)Employed By (3 Mar 2010 to 18 Sep 2015)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 14 Jun 2007)
  • Allied Business Associates (no longer approved here)

    FRN 172144

    • Employed By (26 Jun 2000 to 26 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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