Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (4 Oct 2017 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Oct 2005 to 18 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.