Louise Samantha Shepherd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited

    FRN 192999

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
  • Connor Broadley Ltd (no longer approved here)

    FRN 468321

    • CF30 Customer (16 Oct 2015 to 30 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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