Louise Nicol Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited

    FRN 121891

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • abrdn Investment Management Limited

    FRN 188406

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
    • CF30 Customer (3 May 2013 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (8 Oct 2012 to 20 Dec 2012)
    • CF27 Investment Management (14 Mar 2002 to 26 Mar 2004)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (14 Jan 2010 to 11 Jul 2011)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (14 Jan 2010 to 11 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.