Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2025)
    • [FCA CF] Client dealing (since 10 Jan 2025)
  • STERLING NORTH LTD (no longer approved here)

    FRN 599275

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Apr 2025)
    • CF30 Customer (22 Aug 2013 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Mar 2013 to 8 Oct 2013)
  • PRG Financial Planners Limited (no longer approved here)

    FRN 592781

    • (23)Employed By (11 Mar 2013 to 8 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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