Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Jan 2020 to 13 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (19 Jan 2020 to 13 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF22 Investment Adviser (Trainee) (14 May 2007 to 31 Oct 2007)
  • Advanced Financial Planning Scotland Limited (no longer approved here)

    FRN 460050

    • (3)Employed By (14 May 2007 to 18 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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