Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 28 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 28 Mar 2023)
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- CF30 Customer (24 Jan 2020 to 13 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (19 Jan 2020 to 13 Jan 2023)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2008)
- CF22 Investment Adviser (Trainee) (14 May 2007 to 31 Oct 2007)
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- (3)Employed By (14 May 2007 to 18 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.