Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2021)
    • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
    • CF1 Director (AR) (14 Dec 2004 to 9 Sep 2021)
    • CF22 Investment Adviser (Trainee) (14 Dec 2004 to 21 Mar 2005)
  • Wilson Mitchell & Co Ltd (no longer approved here)

    FRN 197159

    • Employed By (14 Dec 2004 to 9 Sep 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (27 May 2002 to 1 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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