Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2021)
- CF30 Customer (1 Nov 2007 to 9 Sep 2021)
- CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
- CF1 Director (AR) (14 Dec 2004 to 9 Sep 2021)
- CF22 Investment Adviser (Trainee) (14 Dec 2004 to 21 Mar 2005)
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- Employed By (14 Dec 2004 to 9 Sep 2021)
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- CF21 Investment Adviser (27 May 2002 to 1 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
- CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.