Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anderson Financial Management Ltd
FRN 465482
- (4)Employed By (since 10 Jul 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 20 Feb 2023)
- Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
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- Employed By (20 Feb 2023 to 13 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anderson Financial Management Ltd
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controlled function added: (4)Employed By at Anderson Financial Management Ltd