Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Manager of certification employee (since 19 Mar 2026)
- SMF16 Compliance Oversight (17 Oct 2025 to 19 Mar 2026)
- [FCA CF] Manager of certification employee (1 Mar 2025 to 17 Oct 2025)
- [FCA CF] Significant management (1 Mar 2024 to 17 Oct 2025)
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Manager of certification employee (since 14 Mar 2026)
- SMF16 Compliance Oversight (17 Oct 2025 to 14 Mar 2026)
- [FCA CF] Manager of certification employee (1 Mar 2025 to 17 Oct 2025)
- [FCA CF] Significant management (16 Sep 2022 to 17 Oct 2025)
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The Northern Trust Company
FRN 122020
- [FCA CF] Manager of certification employee (since 1 Mar 2026)
- [FCA CF] Material risk taker (16 Oct 2025 to 5 Feb 2026)
- [FCA CF] Significant management (1 Jul 2022 to 20 Mar 2026)
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Northern Trust Global Investments Limited
FRN 191916
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Manager of certification employee (since 1 Mar 2025)
- [FCA CF] Significant management (6 Jan 2023 to 20 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.